VIDEO: Trucking Regulations and Compliance

October 18, 2023
1008
VIDEO: Trucking Regulations and Compliance
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10 minutes

Content

1
What is DOT Compliance?
2
Compliance Procedure: Know The Dot Rules
3
Types Of Vehicles That Must Be Dot Compliant
4
Drug and Alcohol Screening
5
Tips To Avoid Dot Violations

An essential collection of governmental standards that governs how truck drivers can operate in the US are the DOT rules and regulations.

It can be challenging to stay on top of DOT regulations and updates. Still, a company needs to do so to ensure the safety and consistent performance of all drivers through various measures, such as medical testing and efficient management.

Compliance with DOT and FMCSA regulations is necessary to keep a safe fleet. With the help of these rules, the road should be safer for drivers and passengers.

It's critical to understand how to adhere to DOT compliance regulations and boost fleet safety to avoid excessive fines and safety risks.

Achieving DOT compliance is adhering to the demands of the U.S. Department of Transportation, the government body responsible for enforcing the laws (DOT regulations) controlling the use of commercial motor vehicles. A breach of these regulations stems from non-DOT compliance. Sanctions for infractions include monetary fines, suspending a business's ability to use its fleet of commercial vehicles, or even jail time.

What is DOT Compliance?

Meeting the requirements outlined in each of the several DOT areas of supervision is called DOT compliance. Any of them can have severe repercussions. Thus, commercial motor carriers are frequently watched to ensure they don't break the law.

Truckers know that the Department of Transportation issues DOT numbers, which may be found on vehicles and other papers to show registration with the organization. DOT rules control every element of the industry.

Who Must Comply With Dot Compliance

Vehicles required to register with the DOT and get a USDOT number are subject to DOT compliance laws.

These can be broadly referred to as commercial vehicles, but the DOT regulations are more particularly focused on cars that meet one or more of the following requirements:

The use of cars in interstate commerce is subject to these restrictions. Some jurisdictions demand that those registering intrastate commercial motor vehicles use a USDOT number. The website of the Federal Motor Carrier Safety Administration (FMCSA) has more details.

Compliance Procedure: Know The Dot Rules

Start with the rules themselves to make sure that commercial drivers and carriers continue to adhere to DOT requirements. Consulting the FMCSA website's FAQ area can help you understand the DOT rulebook's ins and outs. The user can search on this page's simple collection of commonly asked questions under subjects, including rules, driver safety, registration, licensing, and more. There are two crucial compliance areas that businesses should examine:

Fleet Compliance

Driver Compliance

This checklist covers the essential elements of DOT compliance, but to ensure that all standards are completed, a commercial fleet manager must completely understand DOT guidelines and make the necessary changes to the company's operations and policies. The danger of noncompliance can be reduced with the use of these frequent reviews.

Types Of Vehicles That Must Be Dot Compliant

According to the Federal Motor Carrier Safety Administration (FMCSA), "The USDOT Number serves as a unique identifier when collecting and monitoring a company's safety information acquired during audits, compliance reviews, crash investigations, and inspections."

According to the Department of Transportation, if a vehicle is utilized for interstate commerce and additionally satisfies one or more of the following requirements, it must be DOT-registered and in compliance with these rules.

1. Weight

In this case, the maximum operating weight of a tractor-trailer combination, for example, would be the gross vehicle weight rating (the maximum operational weight, including load). Differences exist between gross weight and gross weight rating. While the gross vehicle weight rating denotes the maximum permissible, the gross vehicle weight refers to the weight (including load) as measured. Any conveyance with a gross vehicle weight rating or gross combination weight rating of 4,536 kg (10,001 pounds) or more, whichever is higher, must be registered with the DOT.

2. Passengers

Whether a vehicle must be DOT compliant depends on both the quantity of passengers carried and the reason they are being transported. If a vehicle, such as a bus or van, is used "for compensation," that is, if the passengers are paying customers, and it has a capacity of eight or more, including the driver, it must be registered with the DOT.

A vehicle that accommodates more than 15 people, including the driver, and isn't being utilized to carry people for pay must also comply with DOT regulations.

3. Hazardous material

Any vehicle used to transport hazardous materials of a type and quantity designated by USDOT requires DOT registration and compliance. Visit the rules section of the Federal Motor Carrier Safety Administration website for more detailed information on what qualifies as a hazardous material and what steps are required for compliance.

4. Additions

In addition to federal laws, certain states demand that those who register intrastate commercial motor vehicles obtain a USDOT Number. For a list provided by the FMCSA, go here.

5. Exemptions

DOT registration and compliance are required for every vehicle utilized in interstate commerce and adhering to one or more of these as defined under one or more of these circumstances. There aren't any exceptions right now.

What Are Dot Compliance Requirements?

The DOT mandates a range of safety compliance actions, including meeting driver requirements, abiding by material laws, and keeping up with inspections and fleet maintenance.

Follow these recommendations to keep your fleet DOT-compliant:

Hours of Service (HOS)

HOS laws aid in maintaining drivers' awareness, vigilance, and responsiveness. There are rules that include taking a rest for 30 minutes every eight hours, avoiding bad driving circumstances, and setting driving limitations.

ELDs must be used to track HOS according to new laws under the electronic logging device (ELD) requirement. To record motion status, kilometers traveled, and engine hours, among other data, an ELD must be connected to the engine. The FMCSA needs to approve ELDs.

Vehicle Inspections & Maintenance

Driver Vehicle Inspection Reports (DVIRs), which must be completed by drivers before and after each journey, are mandated by the DOT. Pre- and post-trip inspections often involve a thorough evaluation of the vehicle's interior and exterior to look for damage or faults that could cause accidents on the road.

Maintaining regular maintenance inspections is necessary for DOT compliance as well as for the sake of extending vehicle life by reducing wear and tear. Your fleet maintenance plan should cover fixing tires, brakes, and other components.

You can assemble reporting by digitizing papers with the aid of a digital inspection solution, saving time and labor.

Driver Qualifications

Implement a pre-employment background check to gather driving records before to hiring a new driver. This enables you to evaluate their driving fitness overall, history of drug use, and safety records.

According to the FMCSA, employers must undertake a background investigation that includes:

This information can be used to evaluate the fitness of your fleet's drivers and make sure they adhere to safety procedures.

Drug and Alcohol Screening

The DOT mandates random tests throughout employment in addition to the initial pre-employment drug screening. Drivers are kept awake and responsive on the road thanks to drug and alcohol testing.

Drivers should be tested for PCP, painkillers, amphetamines, marijuana, and cocaine. Randomly screen people when there is cause for suspicion, and if necessary, as a follow-up to incidents.

Hazardous Materials Regulations

Regulations for hazardous materials outline safety measures for transporting pollutants and garbage. Drivers must adhere to DOT standards and get the necessary training on how to handle hazardous chemicals. Correct material classification, description, and packaging could carry severe fines.

Cargo Securement

Regulations governing tie-downs and front-end structures are part of cargo security. This entails securing wedges to prevent movement while traveling, as well as latching spare tire covers, doors, and tailgates.

Specifications for cargo security also cover blocking front and side views.

Record Keeping

To remain DOT compliant, driver records must be kept up to date and filed correctly. While you must maintain a variety of papers for annual reporting or in case of an audit, records include:

Digitizing documents makes it simple to offer verification in real-time, which is important with so much paperwork to keep track of. The productivity and safety of your whole fleet can be increased by utilizing digital inspection systems to increase the speed and accuracy of DVIRs and compliance reporting.

Licenses and Permits

You must apply for the necessary licenses and permits in accordance with DOT compliance standards. Common criteria include applying for a USDOT number and MC number, though they can differ by state.

Commercial driver's licenses (CDLs), motor carrier authority numbers, unified carrier registrations, and standard carrier codes are additional licenses and permits.

Types Of Dot Violations

Department of Transportation regulations that control the use of DOT vehicles regulate a variety of activities, from driver certification and behavior to vehicle operation and maintenance.

Below is a list of the most typical DOT infractions:

  1. Driver running a vehicle for longer than the permissible hours of service (HOS), which is the total time without a permitted break,
  2. Driver does not have the necessary training or licensing
  3. Failure to test or follow up on a driver's drug or alcohol use test while they are on duty Vehicle not kept up to date
  4. Vehicle wasn't properly inspected as needed
  5. Transporting dangerous items in an unsafe manner
  6. Inadequate or flawed necessary documentation

Dot Compliance Fines And Penalties

A revised schedule of penalties for DOT breaches was put into effect by the U.S. Federal Motor Carrier Safety Administration in 2017. This resulted in a dramatic rise in the financial burden borne by a motorist or operator found to be in violation of these regulations.

As these violations and associated fines show, these punishments come in a variety of sizes, and the numbers rise quickly.

These few offenses from a long list show that there can be serious repercussions for DOT violations. Carriers are encouraged to get aware of DOT standards and adhere to them strictly in order to avoid hefty penalties or, worse yet, having a commercial license revoked or suspended.

Tips To Avoid Dot Violations

There are extra steps you can take to prevent infractions and maintain compliance in addition to adhering to DOT compliance requirements.

Here are some guidelines to remember when trying to maximize DOT compliance.

1. Continue to make compliance visible

By keeping an eye on concerns with HOS breaches and DVIR inspections, you can keep track of how well your fleet is following regulations. Visibility to track and record required requirements is provided by an ELD solution. To display fleet compliance in simple dashboards, digital inspection solutions centrally compile inspection report data.

You can receive real-time warnings on failed inspections and violations along with improved visibility through digitalization, putting you one step ahead of the DOT.

2. Digitalize the paperwork for annual reports

For commercial fleets, keeping track of inspections and annual reporting paperwork is a labor-intensive chore. Because traditional compliance operations are paper-based, storing, tracking, and retrieving information is a time-consuming and challenging process.

You may expedite the paperwork and find compliance concerns before they become a problem by using a digital inspection tool. This makes it simple for you to standardize safety procedures and put together reports.

3. Avoid maintenance problems

With remote diagnostics, you can prolong vehicle life and prevent expensive failures. To stay ahead of compliance issues and avoid wear and tear, remote diagnostics enables you to schedule maintenance chores and receive mechanical alarms.

4. Keep accurate records

Maintain accurate records In order to prevent failing DOT inspections, accurate record-keeping is crucial. Make sure you are prepared with all the required paperwork, such as your driver's license, registration, insurance, and ELD/logbook. Keep these documents current and in good shape.

5. Become inspected-ready

Have all the required tools and supplies on hand to be ready for DOT inspections. This covers safety tools, fire extinguishers, and alert systems. Be kind and respectful to the inspector during the inspection, and be honest when responding to any inquiries.

By using these suggestions, you may keep your truck in compliance with federal standards and prevent bad DOT inspections. Success depends on performing routine maintenance according to hours-of-service requirements, examining the security of your load, maintaining accurate records, and being ready for inspections. By adhering to these rules, you can maintain the efficiency of your trucking business while avoiding exorbitant fines or license suspension.

We took this video from ET Transport YouTube Channel.

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